Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 24 Sep 2020)
- [FCA CF] Client dealing (since 22 Jan 2019)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 22 Jan 2019)
- [FCA CF] Material risk taker (3 Jan 2020 to 17 Jun 2025)
- [FCA CF] Manager of certification employee (22 Jan 2019 to 8 Oct 2019)
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- [FCA CF] Manager of certification employee (24 Apr 2018 to 2 Jan 2019)
- [FCA CF] Material risk taker (11 Jan 2017 to 2 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2017 to 2 Jan 2019)
- [FCA CF] Client dealing (9 Jan 2017 to 2 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.