Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
- CF30 Customer (9 Jul 2015 to 19 Aug 2016)
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- [FCA CF] Client dealing (19 Aug 2016 to 24 Mar 2023)
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- CF30 Customer (14 May 2014 to 19 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 2 Oct 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.