Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 26 Sep 2014)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF26 Customer Trading (11 Aug 2005 to 28 Dec 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.