Benny Kwok Fai Liu

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 May 2022)
    • CF30 Customer (since 12 May 2022)
  • Riverside Financial Consultants Limited

    FRN 473223

    • (4)Employed By (since 12 May 2022)
  • Beaufort Wealth Management Ltd (no longer approved here)

    FRN 469862

    • Employed By (6 Jan 2020 to 28 Mar 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (6 Jan 2020 to 28 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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