Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Jan 2018 to 18 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 29 Sep 2011)
- CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (15 Oct 2003 to 17 Jun 2005)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 15 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.