Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 23 Apr 2021)
    • CF30 Customer (since 6 Apr 2021)
    • (21)Employed By (since 6 Apr 2021)
  • Newbridge Limited (no longer approved here)

    FRN 694949

    • (8)Employed By (6 Apr 2020 to 26 Feb 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 May 2019 to 26 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.