Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 13 Jul 2023)
- [FCA CF] Client dealing (since 13 Jul 2023)
-
- [FCA CF] Manager of certification employee (4 Aug 2022 to 1 Jul 2023)
- [FCA CF] Material risk taker (16 Jul 2020 to 1 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 1 Jul 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2023)
- CF30 Customer (30 Sep 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.