Benjamin Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2024)
Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 2 Jan 2024)
J.P. Morgan SE (no longer approved here)
FRN 755066
- [FCA CF] Material risk taker (22 Jan 2022 to 28 Dec 2023)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (20 Oct 2005 to 25 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.