Benjamin William James

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Jul 2020)
    • CF30 Customer (since 30 Jun 2020)
  • Ben James

    FRN 927852

    • Employed By (since 30 Jun 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (23 Nov 2017 to 31 Mar 2020)
  • St Barts Finance Limited (no longer approved here)

    FRN 503630

    • (10)Employed By (8 Dec 2017 to 31 Mar 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (31 Aug 2017 to 20 Feb 2018)
  • Colin Hookey Investment Consultants Ltd (no longer approved here)

    FRN 206218

    • Employed By (31 Aug 2017 to 20 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.