Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 12 Oct 2016)
- CF30 Customer (21 Jul 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 May 2006 to 7 Jun 2006)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2008)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.