Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 12 Oct 2016)
    • CF30 Customer (21 Jul 2009 to 6 Mar 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 7 Jun 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2005 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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