Benjamin Tomas Lopez

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jeremy Davies Wealth Management LLP

    FRN 571595

    • (3)Employed By (since 18 Feb 2020)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Nov 2015)
    • CF1 Director (AR) (20 Nov 2015 to 4 Mar 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jun 2013 to 4 Nov 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Nov 2008 to 11 Nov 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (10 Jul 2007 to 11 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

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