Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Client dealing (since 2 Dec 2022)
- [FCA CF] Manager of certification employee (since 2 Dec 2022)
- [FCA CF] Material risk taker (since 2 Dec 2022)
- [FCA CF] Significant management (since 2 Dec 2022)
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- [FCA CF] Client dealing (12 Aug 2020 to 14 Apr 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
- CF30 Customer (12 May 2009 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (5 May 2006 to 31 Oct 2007)
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- CF30 Customer (12 May 2009 to 17 Jun 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.