Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Dec 2022)
    • [FCA CF] Manager of certification employee (since 2 Dec 2022)
    • [FCA CF] Material risk taker (since 2 Dec 2022)
    • [FCA CF] Significant management (since 2 Dec 2022)
  • Man Global Private Markets (UK) Limited (no longer approved here)

    FRN 646952

    • [FCA CF] Client dealing (12 Aug 2020 to 14 Apr 2022)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
    • CF30 Customer (12 May 2009 to 8 Dec 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (12 May 2009 to 17 Jun 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.