Benjamin Thompson

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Material risk taker (since 7 Jan 2026)
    • [FCA CF] Significant management (9 Jun 2021 to 18 Feb 2025)
    • [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 9 Jun 2021)
    • [FCA CF] Manager of certification employee (since 25 Aug 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (11 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 9 Jun 2021)
    • [FCA CF] Manager of certification employee (since 25 Aug 2020)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (11 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (9 Jun 2021 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (25 Aug 2020 to 4 Jul 2022)
    • [FCA CF] Material risk taker (17 May 2017 to 4 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
    • CF30 Customer (11 Oct 2011 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Significant management (9 Jun 2021 to 24 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Mar 2022)
    • CF30 Customer (5 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.