Benjamin Stuart Conway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 14. Managing investments
    • [FCA CF] Significant management (since 9 Sep 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2022)
    • [FCA CF] Manager of certification employee (since 5 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 23 Nov 2022)
    • CF1 Director (17 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (10 May 2010 to 8 Dec 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (13 Mar 2003 to 15 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (13 Mar 2003 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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