Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (12 Feb 2026 to 4 Mar 2026)
- [FCA CF] Client dealing (7 Sep 2016 to 4 Mar 2026)
- [FCA CF] Material risk taker (6 Sep 2016 to 4 Mar 2026)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Mar 2026)
- CF30 Customer (23 Jan 2009 to 28 Jul 2009)
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- [FCA CF] Client dealing (1 Nov 2023 to 4 Mar 2026)
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- CF21 Investment Adviser (14 Apr 2003 to 3 Dec 2004)
- CF26 Customer Trading (14 Apr 2003 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.