Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (12 Feb 2026 to 4 Mar 2026)
    • [FCA CF] Client dealing (7 Sep 2016 to 4 Mar 2026)
    • [FCA CF] Material risk taker (6 Sep 2016 to 4 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Mar 2026)
    • CF30 Customer (23 Jan 2009 to 28 Jul 2009)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Client dealing (1 Nov 2023 to 4 Mar 2026)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (14 Apr 2003 to 3 Dec 2004)
    • CF26 Customer Trading (14 Apr 2003 to 23 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.