Benjamin Stone

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MFS INTERNATIONAL (U.K.) LIMITED
FRN 181136
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Apr 2006 to 31 Oct 2007)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF21 Investment Adviser (4 Dec 2002 to 1 Jun 2005)
- CF27 Investment Management (31 Jul 2002 to 4 Dec 2002)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
- CF27 Investment Management (1 Dec 2001 to 4 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.