Benjamin Spencer Gordon Clay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 Nov 2016)
    • CF30 Customer (since 10 Nov 2016)
  • Clay Wealth Management Limited

    FRN 763537

    • Employed By (since 10 Nov 2016)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (18 Oct 2013 to 30 Nov 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Jan 2013 to 19 Nov 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Feb 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.