Benjamin Smith

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Right Mortgage Limited

    FRN 649443

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Sep 2021)
    • CF1 Director (AR) (29 Aug 2018 to 23 Sep 2021)
  • BSZI Limited (no longer approved here)

    FRN 942716

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 29 Feb 2024)
    • SMF16 Compliance Oversight (1 Sep 2021 to 6 Mar 2024)
    • SMF3 Executive Director (1 Sep 2021 to 6 Mar 2024)
    • [FCA CF] CASS oversight function (1 Sep 2021 to 29 Feb 2024)
    • Responsibility for MCD Intermediation (1 Sep 2021 to 6 Mar 2024)
    • Responsible for Insurance Distribution (1 Sep 2021 to 6 Mar 2024)
  • The Right Loan Ltd (no longer approved here)

    FRN 846109

    • Employed By (19 Jul 2019 to 23 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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