Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 27 May 2025)
  • Octopus Renewables Limited (no longer approved here)

    FRN 473797

    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
    • CF1 Director (19 Oct 2007 to 4 May 2011)
    • CF27 Investment Management (10 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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