Benjamin Scott Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 11 Mar 2020)
    • [FCA CF] Manager of certification employee (since 3 Dec 2019)
    • [FCA CF] Material risk taker (since 16 Jan 2018)
    • [FCA CF] Client dealing (since 5 Sep 2017)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 11 Mar 2020)
    • [FCA CF] Manager of certification employee (since 3 Dec 2019)
    • [FCA CF] Material risk taker (since 16 Jan 2018)
    • [FCA CF] Client dealing (since 5 Sep 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Jan 2010 to 16 Apr 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (22 Apr 2005 to 2 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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