Benjamin Schaefer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (1 Oct 2020 to 7 Feb 2022)
    • [FCA CF] Client dealing (5 Aug 2020 to 7 Feb 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (1 Oct 2020 to 7 Feb 2022)
    • [FCA CF] Client dealing (5 Aug 2020 to 7 Feb 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 18 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • CF30 Customer (18 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.