Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 14 Jul 2025)
    • SMF4 Chief Risk (since 3 Sep 2024)
    • SMF10 Chair of the Risk Committee (since 3 Sep 2024)
    • Responsible for Insurance Distribution (since 3 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 14 Sep 2018)
    • CF1 Director (14 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jun 2017 to 8 Dec 2019)
    • CF1 Director (AR) (7 Mar 2016 to 20 Jun 2022)
  • The Right Retirement Plan Limited (no longer approved here)

    FRN 956923

    • Employed By (18 Aug 2021 to 20 Jun 2022)
  • TRN Adviser Ltd (no longer approved here)

    FRN 725621

    • Employed By (7 Mar 2016 to 20 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 Oct 2003 to 1 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.