Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 20 Nov 2024)
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 16 Jan 2023)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 20 Nov 2024)
- [FCA CF] Material risk taker (since 24 Jul 2023)
- [FCA CF] Client dealing (since 16 Jan 2023)
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- [FCA CF] Material risk taker (7 Mar 2016 to 23 Sep 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 23 Sep 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Sep 2022)
- CF30 Customer (26 May 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (8 Nov 2004 to 5 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.