Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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C N ROSS-FIELD HOLDINGS LIMITED
FRN 752833
- [FCA CF] Client dealing (since 1 Mar 2021)
- [FCA CF] Proprietary trader (since 1 Mar 2021)
- [FCA CF] Significant management (since 1 Mar 2021)
- SMF1 Chief Executive (since 5 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.