Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arnold Stansby & Co. Limited
FRN 569888
- 17. Administrative functions in relation to managing investments
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (7 Aug 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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