Benjamin Rick

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Social and Sustainable Capital LLP

    FRN 588445

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2023)
    • CF4 Partner (6 Dec 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (8 Feb 2010 to 31 Dec 2010)
    • CF30 Customer (14 Jan 2009 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.