Benjamin Readman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [FCA CF] Manager of certification employee (since 21 Sep 2022)
    • [FCA CF] Client dealing (since 12 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 May 2021)
  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 12 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 31 Dec 2022)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Material risk taker (28 Oct 2020 to 17 Mar 2021)
    • [FCA CF] Client dealing (14 Mar 2018 to 17 Mar 2021)
  • Nanook Energy Advisors LLP (no longer approved here)

    FRN 616885

    • CF30 Customer (25 Apr 2016 to 3 Jan 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.