Benjamin Raffles

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 23 Feb 2017)
    • [FCA CF] Material risk taker (12 Feb 2019 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (15 Oct 2018 to 15 Sep 2020)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 7 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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