Benjamin Phillips

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 10 Jun 2022)
    • [FCA CF] Material risk taker (10 Jun 2022 to 2 Oct 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (9 Sep 2021 to 31 May 2022)
    • [FCA CF] Client dealing (9 Sep 2021 to 31 May 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2021 to 31 May 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (9 Sep 2021 to 31 May 2022)
    • [FCA CF] Client dealing (9 Sep 2021 to 31 May 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2021 to 31 May 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (24 Feb 2020 to 9 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 9 Jun 2021)
    • CF30 Customer (14 Sep 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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