Benjamin Peter Holt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • CF1 Director (AR) (since 7 Nov 2014)
    • CF30 Customer (since 9 Apr 2013)
  • Holt Financial Services Limited

    FRN 652420

    • Employed By (since 3 Nov 2014)
  • J. EDWARD SELLARS AND PARTNERS LIMITED (no longer approved here)

    FRN 116320

    • CF30 Customer (24 Jan 2013 to 1 Jul 2013)
  • Jonathan & Carole Taylor (no longer approved here)

    FRN 214980

    • (12)Employed By (15 Feb 2012 to 15 Jan 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Feb 2012 to 15 Jan 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (28 Jul 2008 to 6 Jan 2012)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (17)Employed By (25 Jul 2008 to 6 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (2 Aug 2005 to 11 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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