Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 29 Nov 2022)
    • [FCA CF] Client dealing (since 29 Nov 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (13 Oct 2021 to 27 Nov 2022)
    • [FCA CF] Manager of certification employee (13 Oct 2021 to 27 Nov 2022)
    • [FCA CF] Material risk taker (13 Oct 2021 to 27 Nov 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (13 Oct 2021 to 27 Nov 2022)
    • [FCA CF] Material risk taker (13 Oct 2021 to 27 Nov 2022)
    • [FCA CF] Manager of certification employee (13 Oct 2021 to 27 Nov 2022)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (3 Nov 2020 to 13 Sep 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (11 Feb 2019 to 13 Sep 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (11 Feb 2019 to 13 Sep 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.