Benjamin Perks

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orchard Financial Advisers Limited

    FRN 946161

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 5 Sep 2022)
    • Responsible for Insurance Distribution (since 5 Sep 2022)
    • [FCA CF] CASS oversight function (since 10 Dec 2021)
    • [FCA CF] Client dealing (since 10 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2021)
    • [FCA CF] Manager of certification employee (since 10 Dec 2021)
    • [FCA CF] Material risk taker (since 10 Dec 2021)
    • [FCA CF] Proprietary trader (since 10 Dec 2021)
    • [FCA CF] Significant management (since 10 Dec 2021)
    • [PRA CF] Key function holder (since 10 Dec 2021)
    • SMF16 Compliance Oversight (since 10 Dec 2021)
    • SMF3 Executive Director (since 10 Dec 2021)
    • [FCA CF] Benchmark submission and administration (since 10 Dec 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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