Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Paragon Finance PLC
FRN 707521
- [FCA CF] Significant management (since 1 Aug 2022)
- [PRA CF] Key function holder (1 Aug 2022 to 2 Aug 2022)
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Premier Asset Finance Limited
FRN 728589
- [FCA CF] Significant management (since 1 Aug 2022)
- [PRA CF] Key function holder (1 Aug 2022 to 2 Aug 2022)
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Paragon Bank Plc
FRN 604551
- SMF4 Chief Risk (since 7 Apr 2020)
- SMF16 Compliance Oversight (7 Apr 2020 to 4 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Apr 2019 to 29 Sep 2020)
- SMF4 Chief Risk (7 Mar 2016 to 21 Sep 2017)
- CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (26 May 2015 to 14 Dec 2015)
- CF11 Money Laundering Reporting (26 May 2015 to 14 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.