Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- [FCA CF] Client dealing (since 9 Aug 2022)
- [FCA CF] Client dealing (11 Nov 2020 to 1 Aug 2022)
- CF30 Customer (8 Feb 2008 to 8 Dec 2019)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 9 Aug 2022)
- [FCA CF] Client dealing (11 Nov 2020 to 1 Aug 2022)
- CF30 Customer (22 Oct 2012 to 8 Dec 2019)
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- CF26 Customer Trading (12 May 2003 to 12 Nov 2004)
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- CF26 Customer Trading (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.