Benjamin Paul Morris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rushtons Financial Management Ltd

    FRN 194259

    • (1)Employed By (since 1 May 2026)
  • PNM FINANCIAL MANAGEMENT LIMITED

    FRN 714223

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (17 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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