Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 1 Apr 2021)
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- [FCA CF] Client dealing (19 Feb 2018 to 5 Jan 2021)
- [FCA CF] Manager of certification employee (19 Feb 2018 to 5 Jan 2021)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
- [FCA CF] Manager of certification employee (19 Feb 2018 to 5 Jan 2021)
- [FCA CF] Client dealing (19 Feb 2018 to 5 Jan 2021)
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- [FCA CF] Client dealing (20 Sep 2016 to 14 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.