Benjamin Nicholas John Wicks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Client dealing (1 Oct 2020 to 6 Jan 2023)
    • CF30 Customer (15 Dec 2014 to 15 Dec 2017)
    • CF27 Investment Management (8 Dec 2003 to 21 Jan 2005)
    • CF21 Investment Adviser (17 Dec 2002 to 8 Dec 2003)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Client dealing (1 Oct 2020 to 6 Jan 2023)
    • CF30 Customer (15 Dec 2014 to 15 Dec 2017)
    • CF27 Investment Management (8 Dec 2003 to 21 Jan 2005)
    • CF21 Investment Adviser (17 Dec 2002 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.