Benjamin Mitchell

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eriskay Wealth Ltd

    FRN 995133

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
    • Responsible for Insurance Distribution (since 13 Sep 2023)
    • SMF16 Compliance Oversight (since 13 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2023)
    • SMF3 Executive Director (since 13 Sep 2023)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • [FCA CF] Client dealing (29 Jun 2020 to 28 Oct 2022)
    • [FCA CF] Functions requiring qualifications (29 Jun 2020 to 28 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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