Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2025)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Material risk taker (1 Aug 2020 to 31 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
    • CF30 Customer (27 Jan 2010 to 8 Dec 2019)
    • CF26 Customer Trading (4 Dec 2003 to 18 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.