Benjamin Michael Kaye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citadel Securities (Europe) Limited

    FRN 447450

    • [FCA CF] Manager of certification employee (since 2 Nov 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (4 Jul 2022 to 4 Jul 2025)
    • [FCA CF] Significant management (2 Nov 2021 to 4 Jul 2025)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 25 Oct 2013)
    • CF21 Investment Adviser (4 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (26 Jun 2003 to 4 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.