Benjamin Matthew Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Navigator Financial Planning Limited (no longer approved here)

    FRN 587701

    • (33)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • (31)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2025)
    • (32)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (30)CF30 Customer (21 Jan 2019 to 1 Jul 2025)
  • Lee Strathy Limited (no longer approved here)

    FRN 607803

    • (6)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • (7)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
  • Cutter & Co Financial Planning Ltd (no longer approved here)

    FRN 805876

    • Employed By (23 Jan 2019 to 1 Jul 2025)
  • TAG Financial Planning Limited (no longer approved here)

    FRN 827617

    • (1)Employed By (23 Jan 2019 to 1 Jul 2025)
  • True Wealth Management Limited (no longer approved here)

    FRN 593156

    • Employed By (21 Jan 2019 to 1 Jul 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (16 Jul 2014 to 16 Oct 2017)
  • Vertis Private Wealth Management Limited (no longer approved here)

    FRN 576184

    • CF30 Customer (16 Oct 2012 to 18 Jan 2013)
    • CF1 Director (16 Oct 2012 to 18 Jan 2013)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Apr 2009 to 5 Apr 2011)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)[FCA CF] Client dealing at Lee Strathy Limited

  2. controlled function added: (7)[FCA CF] Functions requiring qualifications at Lee Strathy Limited

  3. controlled function added: (30)CF30 Customer at Navigator Financial Planning Limited

  4. controlled function added: (31)Appointed representative dealing with clients for which they require qualification at Navigator Financial Planning Limited

  5. controlled function added: (32)[FCA CF] Client dealing at Navigator Financial Planning Limited

  6. controlled function added: (33)[FCA CF] Functions requiring qualifications at Navigator Financial Planning Limited