Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (16 Nov 2010 to 25 Sep 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • CF21 Investment Adviser (6 Feb 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 6 Feb 2002)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (6 Feb 2002 to 27 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 6 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.