Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Material risk taker (since 1 Aug 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Material risk taker (since 1 Aug 2024)
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- SMF9 Chair of the Governing Body (11 Nov 2020 to 22 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (11 Nov 2020 to 3 Oct 2024)
- SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
- CF1 Director (27 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.