Benjamin Lee Giles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)
  • Warner Goodman LLP (no longer approved here)

    FRN 464973

    • CF30 Customer (19 Aug 2015 to 18 Jan 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (10 Feb 2003 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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