Benjamin Lawrence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC

    FRN 172330

    • [FCA CF] Manager of certification employee (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Jul 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (7 Jul 2019 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jan 2019 to 31 Aug 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Sep 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.