Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (5 May 2023 to 1 Sep 2025)
    • [FCA CF] Material risk taker (3 Jan 2022 to 1 Sep 2025)
    • [FCA CF] Significant management (1 Mar 2021 to 1 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
    • CF30 Customer (6 Aug 2010 to 8 Dec 2019)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Manager of certification employee (5 May 2023 to 1 Sep 2025)
    • [FCA CF] Client dealing (1 Mar 2023 to 1 Sep 2025)
    • CF30 Customer (6 Aug 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.