Benjamin Jonathan Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • CF30 Customer (since 8 Apr 2026)
    • CF1 Director (AR) (since 8 Apr 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 19 Jan 2024)
    • CF30 Customer (since 15 Dec 2023)
    • CF1 Director (AR) (since 15 Dec 2023)
  • Northcote Wealth Management Limited (no longer approved here)

    FRN 1005573

    • (1)Employed By (15 Dec 2023 to 23 Apr 2026)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • CF1 Director (AR) (10 Mar 2021 to 30 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2021)
    • CF30 Customer (10 Oct 2017 to 30 Jun 2021)
    • CF10 Compliance Oversight (31 Jan 2014 to 10 Mar 2017)
    • Responsible for Insurance Mediation (31 Jan 2014 to 30 Sep 2018)
    • CF1 Director (29 Aug 2012 to 8 Dec 2019)
  • Menzies Employee Benefits Limited (no longer approved here)

    FRN 506967

    • (12)Employed By (1 Nov 2019 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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