Benjamin Jonathan Backhouse

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RISK ASSURED LIMITED

    FRN 532944

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (31 Jan 2011 to 8 Dec 2019)
    • CF1 Director (31 Jan 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (31 Jan 2011 to 19 Dec 2012)
    • Responsible for Insurance Mediation (31 Jan 2011 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Oct 2011)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 26 Apr 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (28 Sep 2005 to 1 Feb 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2004 to 28 Sep 2005)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (45)Employed By (2 Dec 2004 to 1 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (45)Employed By at AAGSJP Ltd