Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • SMF9 Chair of the Governing Body (1 Sep 2023 to 31 Jan 2026)
    • SMF1 Chief Executive (1 Sep 2023 to 31 Jan 2026)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • SMF1 Chief Executive (24 Mar 2020 to 31 Jan 2026)
    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Jan 2026)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
    • CF30 Customer (14 Dec 2007 to 8 Dec 2019)
    • CF4 Partner (14 Dec 2007 to 8 Dec 2019)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • [FCA CF] Material risk taker (1 Feb 2020 to 31 Jan 2026)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Jan 2026)
    • CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
    • CF1 Director (14 Oct 2015 to 20 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.