Benjamin James Keeping

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF22 Other Local Responsibility (20 Jan 2022 to 11 Sep 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (11 Nov 2020 to 19 Nov 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (7 Mar 2016 to 11 Sep 2025)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 11 Sep 2025)
    • CF29 Significant management (16 Feb 2016 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 11 Sep 2025)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (23 Jun 2004 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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